SFC Licences of CHANG Jack Chun-Chieh 張俊傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 21 January 2019
UBS Securities Hong Kong Limited RE 1 21 January 2019
UBS Securities Asia Limited RE 1 21 January 2019
UBS Securities Hong Kong Limited RE 2 21 January 2019
Citadel Asia Limited RE 9 11 January 2016 27 September 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 20 August 2012 24 October 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 20 August 2012 24 October 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 20 August 2012 24 October 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 29 March 2010 31 March 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 29 March 2010 31 March 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 25 October 2007 08 December 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 15 September 2006 01 August 2007