SFC Licences of FONG Kam Chung 方錦聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 12 October 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 June 2014 | 22 September 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 October 2008 | 05 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 19 September 2006 | 29 September 2008 |