SFC Licences of SHAHA Sourabh Sharashchandra

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 04 August 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 04 August 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 11 November 2013 04 August 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 11 November 2013 04 August 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 11 November 2013 13 May 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 15 September 2011 10 August 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 September 2011 10 August 2013
Nomura Securities (Hong Kong) Limited RE 2 15 September 2011 23 April 2013
Nomura Securities (Hong Kong) Limited RE 1 15 September 2011 23 April 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 27 July 2007 13 June 2011
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 12 September 2006 13 June 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 12 September 2006 13 June 2011