SFC Licences of WONG Ming Wai 黃銘威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 September 2020 | 25 June 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 September 2020 | 25 June 2021 |
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 12 August 2011 | 27 July 2020 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 12 August 2011 | 27 July 2020 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 18 February 2008 | 02 August 2011 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 26 June 2007 | 02 August 2011 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 17 May 2007 | 02 August 2011 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 02 February 2007 | 07 May 2007 |