SFC Licences of LEE Ting Tung, Graham 李庭棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 | RO | 1 | 04 March 2020 | |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 29 June 2018 | 02 May 2019 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 29 June 2018 | 02 May 2019 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 13 July 2012 | 05 December 2017 |
| Gong Ping Futures Limited 公平期貨有限公司 | RO | 2 | 22 November 2011 | 05 December 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 28 August 2009 | 18 September 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 November 2008 | 18 September 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 26 September 2008 | 18 September 2009 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 17 June 2008 | 30 August 2008 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 03 November 2006 | 30 May 2008 |