SFC Licences of CHIM Wai Kwok 詹偉國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 | RO | 4 | 28 September 2023 | |
| Forthright Securities Company Limited 方德證券有限公司 | RO | 1 | 28 September 2023 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 06 August 2019 | 28 September 2023 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 06 August 2019 | 28 September 2023 |
| Forthright Securities Company Limited 方德證券有限公司 | RO | 5 | 27 March 2019 | |
| Forthright Securities Company Limited 方德證券有限公司 | RO | 2 | 27 March 2019 | |
| Fulbright Futures Limited 富昌期貨有限公司 | RO | 5 | 16 November 2017 | 31 May 2018 |
| Fulbright Futures Limited 富昌期貨有限公司 | RO | 2 | 28 November 2014 | 31 May 2018 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 10 January 2011 | 31 May 2018 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 10 January 2011 | 28 November 2014 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 11 September 2006 | 31 December 2010 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 11 September 2006 | 31 December 2010 |