SFC Licences of LEE Chun Pang 李振鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RO 6 27 June 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 24 January 2022 27 June 2022
Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 RO 6 06 August 2021 31 December 2021
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RO 6 18 March 2019 14 July 2021
Dakin Capital Limited 德健融資有限公司 RO 6 19 September 2016 16 March 2019
Dakin Capital Limited 德健融資有限公司 RE 6 22 March 2016 19 September 2016
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 23 July 2014 10 March 2016
TC Capital International Limited 天財資本國際有限公司 RE 6 19 May 2014 30 June 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 09 May 2011 23 August 2012
Cinda International Capital Limited 信達國際融資有限公司 RE 6 07 June 2010 16 April 2011
Cinda International Capital Limited 信達國際融資有限公司 RE 1 07 June 2010 16 April 2011
Partners Capital International Limited 博大資本國際有限公司 RE 6 15 February 2008 16 May 2010
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 20 September 2006 20 October 2007