SFC Licences of TSAIWANG Nima 才旺尼瑪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 7 | 19 August 2013 | 20 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 December 2011 | 20 September 2013 |
Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 20 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 September 2006 | 20 September 2013 |
Merrill Lynch Far East Limited | RE | 1 | 15 September 2006 | 20 September 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 September 2006 | 26 August 2010 |