SFC Licences of LI Shuk Wa, Vivian 李淑華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HC International Asset Management Co., Limited 中珩國際資產管理有限公司 RO 4 05 June 2020
HC International Asset Management Co., Limited 中珩國際資產管理有限公司 RO 9 08 July 2019
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 9 02 August 2018 30 June 2019
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 9 06 February 2017 02 August 2018
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 4 28 July 2015 30 June 2019
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 1 28 July 2015 30 June 2019
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 06 February 2015 28 July 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 06 February 2015 28 July 2015
iBest Consultants Limited RE 4 09 June 2014 05 February 2015
iBest Consultants Limited RE 1 09 June 2014 05 February 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 09 June 2014 05 February 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 June 2014 05 February 2015
FT Securities Limited 富通證券有限公司 RE 5 13 September 2006 16 May 2009
FT Securities Limited 富通證券有限公司 RE 2 13 September 2006 16 May 2009
FT Securities Limited 富通證券有限公司 RE 1 13 September 2006 16 May 2009