SFC Licences of LAW Kin Wah, Kenneth 羅建華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RO | 9 | 19 August 2021 | 09 November 2022 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RO | 4 | 19 August 2021 | 09 November 2022 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 | RO | 1 | 19 August 2021 | 09 November 2022 |
| Uni-Century International Securities Limited 元盛國際證券有限公司 | RO | 1 | 03 October 2018 | 09 March 2021 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 | RO | 9 | 03 October 2018 | 09 March 2021 |
| Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 | RO | 4 | 03 October 2018 | 09 March 2021 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 | RE | 9 | 20 May 2016 | 27 March 2017 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 | RE | 4 | 20 May 2016 | 27 March 2017 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 14 September 2006 | 12 February 2009 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 14 September 2006 | 12 February 2009 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 14 September 2006 | 12 February 2009 |