SFC Licences of LAW Kin Wah, Kenneth 羅建華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Novel Wealth Management Limited 諾緯資產管理有限公司
RO 1, 4, 9 19 August 2021
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司
RO 4, 9 03 October 2018 09 March 2021
Uni-Century International Securities Limited 元盛國際證券有限公司
RO 1 03 October 2018 09 March 2021
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司
RE 4, 9 20 May 2016 27 March 2017
FT Securities Limited 富通證券有限公司
RE 1, 2, 5 14 September 2006 12 February 2009