SFC Licences of KETLEY Matthew Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 25 August 2014 | 31 March 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 25 August 2014 | 31 March 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 August 2014 | 23 November 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 August 2014 | 23 November 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 May 2008 | 27 May 2014 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 08 May 2008 | 27 May 2014 |
Citadel Asia Limited | RE | 9 | 15 September 2006 | 28 March 2008 |