SFC Licences of ZHANG Xiaofan 張曉帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital International, Inc. | RE | 9 | 04 April 2011 | 01 March 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 June 2007 | 11 March 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 June 2007 | 11 March 2011 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 05 December 2006 | 19 April 2007 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 September 2006 | 27 November 2006 |