SFC Licences of LIU Sit Lun 廖薛倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Uni-Century International Securities Limited 元盛國際證券有限公司 RO 1 03 October 2018
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 RO 9 03 October 2018
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司 RO 4 03 October 2018
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RO 9 02 December 2015 25 November 2016
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RO 4 02 December 2015 25 November 2016
iBest Consultants Limited RO 4 10 February 2014 07 March 2015
iBest Consultants Limited RO 1 10 February 2014 07 March 2015
iBest Consultants Limited RE 9 05 February 2014 07 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 05 February 2014 07 March 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 29 October 2013 07 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 29 October 2013 07 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 29 October 2013 07 March 2015
iBest Consultants Limited RE 2 23 September 2013 07 March 2015
iBest Consultants Limited RE 4 23 September 2013 10 February 2014
iBest Consultants Limited RE 1 23 September 2013 10 February 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 4 24 April 2009 17 February 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 25 March 2009 17 February 2010
FT Securities Limited 富通證券有限公司 RE 5 13 September 2006 01 February 2009
FT Securities Limited 富通證券有限公司 RE 2 13 September 2006 01 February 2009
FT Securities Limited 富通證券有限公司 RE 1 13 September 2006 01 February 2009