SFC Licences of SAVINO Ronald Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Carret Private Capital Limited | RE | 9 | 04 September 2020 | |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 15 November 2011 | 21 June 2014 |
SG Asset Finance (Hong Kong) Limited | RO | 2 | 15 November 2011 | 21 June 2014 |
SG Asset Finance (Hong Kong) Limited | RO | 1 | 15 November 2011 | 21 June 2014 |
Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 18 April 2011 |
Merrill Lynch Far East Limited | RE | 1 | 15 September 2006 | 18 April 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 September 2006 | 18 April 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 September 2006 | 26 August 2010 |