SFC Licences of SAVINO Ronald Joseph

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carret Private Capital Limited RE 9 04 September 2020
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RO 2 15 November 2011 21 June 2014
SG Asset Finance (Hong Kong) Limited RO 2 15 November 2011 21 June 2014
SG Asset Finance (Hong Kong) Limited RO 1 15 November 2011 21 June 2014
Merrill Lynch Far East Limited RE 2 26 August 2010 18 April 2011
Merrill Lynch Far East Limited RE 1 15 September 2006 18 April 2011
Merrill Lynch (Asia Pacific) Limited RE 1 15 September 2006 18 April 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 15 September 2006 26 August 2010