SFC Licences of HUI Yik Sin 許亦先
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Neuberger Berman Asia Limited | RE | 4 | 03 February 2017 | |
Neuberger Berman Asia Limited | RE | 1 | 03 February 2017 | |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 15 April 2016 | 14 January 2017 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 17 July 2014 | 14 January 2017 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 18 March 2011 | 15 May 2014 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 18 March 2011 | 15 May 2014 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 18 September 2007 | 15 May 2014 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 18 September 2007 | 15 May 2014 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 13 September 2006 | 15 May 2014 |