SFC Licences of HE Jiping 何繼平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 17 June 2013 | 14 August 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 February 2011 | 14 August 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 February 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 February 2011 | 31 August 2013 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 12 October 2009 | 19 November 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 12 October 2009 | 19 November 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 15 September 2006 | 19 November 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 15 September 2006 | 19 November 2010 |