SFC Licences of TAN E Wuen 陳儀雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 16 May 2022 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 15 September 2015 | 16 May 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 05 November 2014 | 26 August 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 19 March 2010 | 07 December 2012 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 06 January 2010 | 08 January 2010 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 17 April 2008 | 19 December 2009 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 20 September 2006 | 14 April 2008 |