SFC Licences of TAN E Wuen 陳儀雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Securities Limited 高誠證券有限公司
RO 4 16 May 2022
Crosby Securities Limited 高誠證券有限公司
RE 4 15 September 2015 16 May 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 05 November 2014 26 August 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 4 19 March 2010 07 December 2012
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 4 06 January 2010 08 January 2010
KGI Wealth Management Limited 凱基財富管理有限公司
RE 4 17 April 2008 19 December 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司
RE 4 20 September 2006 14 April 2008