SFC Licences of LI Xin 李昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	1	08 February 2023	06 November 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	9	08 February 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RO	4	08 February 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	4	08 February 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	08 February 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	13 January 2023	08 February 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	4	13 January 2023	08 February 2023
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	4	13 January 2023	08 February 2023
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	9	04 October 2021	14 October 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	4	04 October 2021	14 October 2022
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RO	9	08 February 2017	14 June 2021
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司	RO	4	08 February 2017	14 June 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	1	18 October 2012	09 August 2016
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	9	20 June 2012	09 August 2016
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	4	20 June 2012	09 August 2016
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	4	24 November 2009	20 June 2012
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	9	30 April 2009	20 June 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	22 September 2006	14 November 2008
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	22 September 2006	14 November 2008
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	22 September 2006	14 November 2008