SFC Licences of FUNG Kin Wing 馮鍵嶸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 4 30 June 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 24 January 2022 30 June 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 4 29 September 2017 05 May 2022
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 9 04 January 2017 18 September 2017
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 4 04 January 2017 18 September 2017
Glory Sun Securities Limited 寶新證券有限公司 RE 1 04 January 2017 18 September 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 04 October 2012 28 December 2016
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 17 November 2009 25 August 2012
China Everbright Research Limited 中國光大資料研究有限公司 RE 4 23 May 2007 04 November 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 18 September 2006 13 May 2007
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 18 September 2006 13 May 2007