SFC Licences of AU Jonathan Wai Wing 區偉榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 21 November 2019 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 21 July 2014 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 1 | 03 May 2012 | 11 July 2014 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 28 October 2009 | 11 July 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 28 October 2009 | 03 May 2012 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 05 May 2009 | 11 June 2009 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 08 October 2008 | 11 June 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 08 October 2008 | 11 June 2009 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 16 May 2008 | 31 July 2008 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 September 2006 | 30 April 2008 |