SFC Licences of CHAN Yi, Vivien 陳怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 07 November 2018 | |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 4 | 18 October 2017 | 10 September 2018 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 9 | 05 September 2016 | 13 October 2017 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 4 | 05 September 2016 | 13 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 23 January 2015 | 22 July 2016 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 17 July 2012 | 05 January 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 31 July 2008 | 06 July 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 13 November 2006 | 05 July 2008 |