SFC Licences of TONG Yiu Nin 唐耀年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 July 2007 | 28 June 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 19 September 2006 | 21 June 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 19 September 2006 | 21 June 2007 |