SFC Licences of CHAN Wai Chung 陳慧聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 9 | 14 May 2021 | |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 4 | 12 April 2021 | |
| Innovation Securities Co., Limited 鼎新證券有限公司 | RE | 1 | 12 April 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 September 2019 | 24 February 2020 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 22 August 2014 | 01 August 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 20 September 2006 | 11 September 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 September 2006 | 11 September 2013 |