SFC Licences of ZENG Chao 曾超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 4 | 07 July 2020 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 07 July 2020 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 17 September 2019 | 31 March 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 17 September 2019 | 31 March 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 14 May 2019 | 17 September 2019 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 14 May 2019 | 17 September 2019 |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RE | 4 | 01 March 2019 | 11 March 2019 |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RE | 1 | 01 March 2019 | 11 March 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 May 2011 | 22 June 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 September 2006 | 12 January 2011 |