SFC Licences of MAGUIRE Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 04 May 2015 | 20 March 2020 |
UBS Securities Asia Limited | RE | 4 | 04 September 2012 | 22 July 2014 |
Tufton Oceanic Far East Limited | RO | 9 | 19 November 2009 | 30 June 2012 |
Tufton Oceanic Far East Limited | RO | 4 | 19 November 2009 | 30 June 2012 |
Tufton Oceanic Far East Limited | RO | 1 | 19 November 2009 | 30 June 2012 |
UBS Derivatives Hong Kong Limited | RE | 2 | 29 September 2006 | 18 October 2008 |
UBS Securities Asia Limited | RE | 2 | 29 September 2006 | 18 October 2008 |
UBS Securities Asia Limited | RE | 1 | 29 September 2006 | 18 October 2008 |
UBS Securities Hong Kong Limited | RE | 1 | 29 September 2006 | 18 October 2008 |