SFC Licences of CHENG Kwok Fun 鄭國勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Suparna Capital Management Limited 金翼資本管理有限公司
RO 4, 9 11 August 2021 03 January 2022
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司
RO 9 10 January 2022
Suparna Capital Management Limited 金翼資本管理有限公司
RE 9 26 July 2021 11 August 2021
Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司
RE 9 20 July 2017 01 July 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1, 4 04 August 2015 28 June 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 08 May 2015 10 July 2015
Legends Asset Management Limited 天駿資產管理有限公司
RO 9 13 May 2011 22 August 2014
Legends Asset Management Limited 天駿資產管理有限公司
RE 9 02 December 2010 13 May 2011
VL Asset Management Limited 以立投資管理有限公司
RE 9 24 June 2009 07 May 2010
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司
RE 9 08 July 2008 08 May 2009
China Tonghai Asset Management Limited 中國通海資產管理有限公司
RE 9 29 November 2006 05 June 2008