SFC Licences of CHENG Kwok Fun 鄭國勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | 4, 9 | 11 August 2021 | 03 January 2022 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | 9 | 10 January 2022 | |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RE | 9 | 26 July 2021 | 11 August 2021 |
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
RE | 9 | 20 July 2017 | 01 July 2021 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RE | 1, 4 | 04 August 2015 | 28 June 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 4 | 08 May 2015 | 10 July 2015 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
RO | 9 | 13 May 2011 | 22 August 2014 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
RE | 9 | 02 December 2010 | 13 May 2011 |
| VL Asset Management Limited 以立投資管理有限公司 |
RE | 9 | 24 June 2009 | 07 May 2010 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RE | 9 | 08 July 2008 | 08 May 2009 |
| China Tonghai Asset Management Limited 中國通海資產管理有限公司 |
RE | 9 | 29 November 2006 | 05 June 2008 |