SFC Licences of SIU Wai Chuen 蕭慧泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 May 2009 | 01 January 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 December 2007 | 03 April 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 December 2007 | 03 April 2009 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 10 November 2006 | 12 November 2007 |