SFC Licences of LIU Hsin Yu Vanessa 劉欣玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 1 | 21 February 2019 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 May 2014 | 12 October 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 November 2011 | 13 July 2013 |
Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 13 July 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 September 2006 | 13 July 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 September 2006 | 08 September 2010 |