SFC Licences of LAU Chor Sze, Cassie 劉楚思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 04 May 2018 | 31 May 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 04 May 2018 | 31 May 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 27 September 2006 | 16 February 2008 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 September 2006 | 16 February 2008 |