SFC Licences of YAM Yau Shun 任友信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 20 May 2008 | 21 August 2008 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 June 2007 | 29 December 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 September 2006 | 01 June 2007 |