SFC Licences of CHAN Hayes 陳昶曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 30 May 2016 31 October 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 30 May 2016 31 October 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 30 May 2016 31 October 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 30 May 2016 31 October 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 30 May 2016 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 30 May 2016 01 August 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 16 September 2013 13 December 2014
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RE 1 16 September 2013 13 December 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 16 September 2013 13 December 2014
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 28 February 2008 05 July 2013
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 31 October 2007 23 August 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 31 October 2007 23 August 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 September 2006 19 October 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 September 2006 19 October 2007