SFC Licences of WALLACE Philip Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	18 August 2022
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	18 August 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	18 August 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	21 January 2019	29 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	21 January 2019	29 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	21 January 2019	29 July 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	13 January 2014	04 October 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	13 January 2014	04 October 2018
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	13 September 2013
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	13 September 2013
Morgan Stanley Hong Kong Securities Limited	RE	1	15 August 2007	13 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	22 September 2006	13 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	22 September 2006	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	22 September 2006	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	22 September 2006	06 December 2010