SFC Licences of LEE Man Kuen, Mandy 李敏娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 15 November 2011 | 11 July 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 18 September 2009 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 25 September 2006 | 24 April 2009 |