SFC Licences of LO Hoi Pang 盧海鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 26 October 2012 | 07 January 2013 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 2 | 26 June 2009 | 29 March 2010 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 26 June 2009 | 29 March 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 May 2007 | 22 May 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 March 2007 | 22 May 2009 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 29 September 2006 | 08 February 2007 |