SFC Licences of PATHMAKANTHAN Shrianand
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 21 June 2018 | 19 July 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 March 2013 | 29 March 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 November 2006 | 19 September 2012 |