SFC Licences of YEO Daniel Seng Cheng 楊聖淨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| XHK Limited | RO | 2 | 29 January 2019 | 30 November 2019 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RO | 2 | 25 October 2017 | 19 March 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 November 2011 | 08 September 2014 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 07 April 2010 | 01 August 2011 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 07 April 2010 | 01 August 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 05 December 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 14 March 2008 | 31 July 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 26 September 2006 | 05 December 2009 |