SFC Licences of YU Ka Ho 余家浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 17 August 2021 | 12 May 2022 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 17 August 2021 | 12 May 2022 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 28 September 2006 | 31 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 September 2006 | 31 March 2021 |