SFC Licences of LAU Nga Yee 劉雅儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 June 2021 | |
| Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 14 June 2007 | 30 April 2021 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 2 | 14 June 2007 | 01 January 2020 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 16 May 2007 | 26 May 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 May 2007 | 26 May 2007 |
| Funderstone Securities Limited | RE | 1 | 13 November 2006 | 11 April 2007 |
| Funderstone Futures Limited | RE | 2 | 13 November 2006 | 11 April 2007 |