SFC Licences of DUANMU Zhenyu 端木震宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	2	23 November 2016	04 May 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	23 November 2016	04 May 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	23 November 2016	04 May 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	03 November 2016	23 November 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	03 November 2016	23 November 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	03 November 2016	23 November 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	03 June 2013	19 August 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	05 September 2012	19 August 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	05 September 2012	31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	05 September 2012	31 August 2013
Merrill Lynch Far East Limited	RE	2	26 August 2010	08 June 2012
Merrill Lynch Far East Limited	RE	1	26 September 2006	08 June 2012
Merrill Lynch (Asia Pacific) Limited	RE	1	26 September 2006	08 June 2012
Merrill Lynch Futures (Hong Kong) Limited	RE	2	26 September 2006	26 August 2010