SFC Licences of NI Kwok Kuen, Alex 倪國權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 26 January 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 18 December 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 22 January 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 22 January 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 12 January 2007
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 22 November 2006 03 January 2007