SFC Licences of NI Kwok Kuen, Alex 倪國權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 26 January 2012 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 18 December 2009 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 22 January 2007 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 January 2007 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 12 January 2007 | |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 22 November 2006 | 03 January 2007 |