SFC Licences of CHIU Yat Sha 趙一沙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 April 2021
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 15 April 2008 23 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 14 May 2007 23 March 2021
National Resources Securities Limited 中潤證券有限公司
RE 1 03 November 2006 01 May 2007