SFC Licences of POWELL Simon Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 09 September 2019 | 31 March 2023 |
| UBS Securities Asia Limited | RE | 4 | 20 July 2015 | 18 May 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 December 2012 | 17 April 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 February 2009 | 17 April 2015 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 27 September 2006 | 31 December 2012 |