SFC Licences of KOTWALL Charlene 葛思穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 30 November 2007 | 17 December 2007 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 30 November 2007 | 17 December 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 October 2006 | 27 December 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 October 2006 | 27 December 2006 |