SFC Licences of HO Wing Sum, Veda 何詠心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 15 June 2021 | 28 February 2022 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 15 June 2021 | 28 February 2022 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 15 June 2021 | 28 February 2022 |
| Carret Private Capital Limited | RE | 9 | 15 March 2021 | 31 May 2021 |
| Carret Private Capital Limited | RE | 4 | 20 November 2020 | 31 May 2021 |
| Carret Private Capital Limited | RE | 1 | 20 November 2020 | 31 May 2021 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 28 September 2009 | 03 April 2019 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 28 September 2009 | 03 April 2019 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 28 September 2009 | 03 April 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 September 2006 | 17 April 2008 |