SFC Licences of LI Wing Mui, Carol 李詠梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 July 2008 | 16 September 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 July 2008 | 16 September 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 July 2008 | 16 September 2009 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 20 November 2006 | 02 July 2008 |