SFC Licences of AU Wan Fung 區雲峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 June 2013 21 August 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 02 May 2013 21 August 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 02 May 2013 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 02 May 2013 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 03 January 2008 30 November 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 03 January 2008 30 November 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 03 January 2008 30 November 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 September 2006 26 August 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 29 September 2006 26 August 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 29 September 2006 26 August 2007