SFC Licences of BAKER Samuel Cranage
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 05 January 2009 | 28 May 2009 |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 05 January 2009 | 28 May 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 04 October 2006 | 15 December 2008 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 04 October 2006 | 15 December 2008 |