SFC Licences of BAKER Samuel Cranage

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 05 January 2009 28 May 2009
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 05 January 2009 28 May 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 04 October 2006 15 December 2008
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 04 October 2006 15 December 2008