SFC Licences of LO Siu Kit 羅肇傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 29 October 2010 31 January 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 29 October 2010 31 January 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 29 October 2010 31 January 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 05 October 2006 10 February 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 05 October 2006 10 February 2009