SFC Licences of LING Tsz King 凌子敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 01 December 2023 | 25 July 2024 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 18 October 2023 | 25 July 2024 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 18 October 2023 | 25 July 2024 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 01 August 2023 | 26 September 2023 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 01 August 2023 | 26 September 2023 |
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 9 | 20 July 2020 | 21 July 2023 |
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 4 | 20 July 2020 | 21 July 2023 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 04 August 2010 | 22 June 2020 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 02 March 2009 | 12 June 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 15 November 2006 | 17 February 2009 |