SFC Licences of XU Xiaohui 徐曉慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Securities Hong Kong Limited	RE	6	10 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	15 August 2022	02 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	15 August 2022	02 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	15 August 2022	02 October 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	6	10 February 2021	30 December 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	4	10 February 2021	30 December 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	1	10 February 2021	30 December 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	6	03 June 2020	10 February 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	03 June 2020	10 February 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	03 June 2020	10 February 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	13 March 2015	06 April 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	13 March 2015	06 April 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	13 March 2015	06 April 2020
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	06 August 2009	08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	06 August 2009	08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	06 August 2009	08 January 2015
Merrill Lynch Far East Limited	RE	1	21 September 2007	12 January 2009
Merrill Lynch Far East Limited	RE	6	28 August 2007	12 January 2009
Merrill Lynch Far East Limited	RE	4	28 August 2007	12 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	6	28 August 2007	12 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	4	28 August 2007	12 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	04 October 2006	12 January 2009